EPSTEIN
page 6 / 341 . OCR, unverified
JPMCB
Margin Account Portfolio
JPMSI
000000 000000 0000 000 000000000 =COO
FINANCIAL TRUST COMPANY
ATTN: JEFFREY E EPSTEIN
C/O AMERICAN YACHT HARBOR
6100 RED HOOK, QUARTERS #B3
ST THOMAS 00802
US VIRGIN ISLDS
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00030282
SDNY_GM_00299480
EFTA01505302
--- SOURCE: IMAGES__0117__EFTA01505303.txt ---
METADATA_SOURCE: IMAGES0117
METADATA_FILENAME: EFTA01505303.pdf
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2002
III JPMorgan Private Bank
Portfolio Summary
Page 2 of 36
FINANCIAL TRUST COMPANY INC
September 01, 2002 - September 30. 2002
Portfolio Summary
Net Worth Summary
Awl
Pontallo USD
0]0171-00.6
Mari
Paabllo USD
/015253111
TOW USD
Assets(Long)
78,138,031.73
0.00
78,138,031.73
Cash & Short Term
59,278,871.90
0.00
59,278,871.90
Equities
18,825,815.84
0.00
18,825,815.84
Options
233,343.99
0.00
233,343.99
Liabilities (Short)
-3,037,518.11
0.00
-3,037,518.11
Options
- 3,037.518.11
0.00
- 3,037,518.11
Total
75,100,513.62
0.00
75,100,513.62
FX Gain/Loss
99,853.14
.00
99,853.14
Acaued Income
78,733.64
0.00
78,733.64
Total Net Worth
75,279,100.40
0.00
75,279,100.40
Income Summary
MU Peeled
Mario Due
Dividends
81,334.03
209,754.97
Total
81,334.03
209,754.97
JPMorgan nodes the Ftebtito Stamm"). kw 'darnels:oat "'looses Iles sorrel., y wades wdorneion &boot assets net et
JPMCS end .IPMS( et accounts tarts on Me front pen
&outgoes ere not berthdeposer:4 or FOC enured ere not °Cartons dor gvatertleed try JPSfCB et any obis Dena ci :Iva 'Wastes
(unless othetvose "boated) end we subrect to investment nail including case* loss of The porepet nest arrested
Assets Odd at custody by JPUCS we not protected under tne Sectedes gnvesIce Proleclon Canasta, CSIPC7 ansuaeoce
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00030283
SDNY_GM_00299481
EFTA01505303
--- SOURCE: IMAGES__0117__EFTA01505304.txt ---
METADATA_SOURCE: IMAGES0117
METADATA_FILENAME: EFTA01505304.pdf
----------------------------------------
Account Number
FINANCIAL TRUST COMPANY INC
September 01, 2002 - September 30. 2002
JPMorgan (haw Bank
2002
345 Park M roue, New York, NY 10154-1002
II3JPMorgan
Private
Bank
Asset Account Portfolio
Page 3 of 36
Asset Account Portfolio
September I - September 30, 2002
Table of Contents
Page
Portfolio Summary
Cash and Short Term
Equities
Options
Outstanding Foreign Exchange Contracts
Trade Activity
Account Transactions
Account Officers
Service Specialist. MANNINO/DORAZIO
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00030284
SDNY_GM_00299482
EFTA01505304
--- SOURCE: IMAGES__0117__EFTA01505305.txt ---
METADATA_SOURCE: IMAGES0117
METADATA_FILENAME: EFTA01505305.pdf
----------------------------------------
JPMurgan Chase Bank
2002
345 Park Avenue, New York. NY 10154-1002
Account Number:
FINANCIAL TRUST COMPANY INC
Portfolio Summary
EaCep! kr the Deposl Account (I eleckNI) and the cosh in your Asset /frongnt whch
are wiScsed deposttS *WI JAWS none OMB inbildbnenIS relayed kr terfnu stefornen,
of pa Astet Actaiat widuitng mutual fund., We FDIC .03vred a ben* dSpOatts
obtObms Of cf 9thwaNeed by JPVCa a any Of MS bane a awn affnates (unless
OThervose ,Muted) Such seafl*, end a
itieSsIm9O1.9 we saw< f 10 reestment
risks. fractuclog paned. bss d Me poCipal amtkoll oveaid See Impretent
Intonation about four JA4SI &awn* Account" oil the end of thss Asset Account
PolkAo
Asset Account Portfolio
September 01, 2002 - September 30, 2002
JPMorgan Private Bank
Page 4 of 36
Overview
Cash & Short Term
Equities
Options
Total
Foreign Exchange
Accrued Income
Total Portfolio Value
Matter Value USD
Sep 30
Marker Value USD
Aug St
Tex
cost oso
Esternated Annual
Income USD
Yield
%
59,278,871.90
57,944,128.41
59,278,871.90
982,215.22
1.7
18,625,815.84
18,889,841.58
0.0
- 2.804.174 12
- 3,642,043.40
- 4,380.958 41
N/A
N/A
75,100,513.62
73,191,926.59
54,897,913.49
982,215.22
1.3
99,853.14
218,837.61
78,733.64
81,334.03
75,279,100.40
73,492,098.23
Asset Allocation
76% Cash and Short Term
24% Equities
Market value of Options is not included in pie chart.
Income Summary
Dividends
Total
This Period USD
81,334.03
81,334.03
Yaw to Date USD•
209,754.97
209,754.97
Net Gain/Loss Summary
Net Short Term Gain/Loss
Total
Realized This Period USD
Reared Year to Oats USD•
1,679,332.67
10,203,258.19
1,679,332.67
10,203,258.19
*Year to date information is calculated on a calendar year basis.
Unrealized USD
1,576,784.53
1,576,784.53
Exchange Rates
Spot Rates as of September 30, 2002
Cuneney
Exchange Rate
CHF
1.4732
GBP
1.5726
HKD
7.7996
JPY
121.7400
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00030285
SDNY_GM_00299483
EFTA01505305
--- SOURCE: IMAGES__0117__EFTA01505306.txt ---
METADATA_SOURCE: IMAGES0117
METADATA_FILENAME: EFTA01505306.pdf